U.S. Regulatory Considerations

Regulatory Considerations

Certain U.S. regulatory considerations are particularly relevant to the Forum’s activities:

  • the beneficial ownership reporting scheme pursuant to Section 13 of the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”);
  • U.S. insider trading considerations under Section 10(b) of the Exchange Act and Rule10b-5 thereunder; and
  • the U.S. Bank Holding Company Act of 1956 (the “BHC Act”), to the extent any Company in an Engagement is subject to the BHC Act.

Further Information

Collective Engagement Framework

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